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Swan Lake, Grand Ballet in 4 Acts, Opus 20

As with too many of Tchaikovsky’s works, Swan Lake was poorly received at first; only after his death did a successful production propel it to the popularity and cultural significance it enjoys today.

Pyotr Ilyich Tchaikovsky was born at Kamsko-Votkinsk, Vyatka Province, Russia, on May 7, 1840, and died in St. Petersburg on November 6, 1893. He began composing Swan Lake in the summer of 1875 in Kamenka, Ukraine, and completed the score on April 22, 1876, in Glebovo, near Moscow. The first staged (incomplete) production, with choreography by Julius Reisinger, took place at the Bolshoi Theatre on March 4, 1877. On February 8, 1895, a much more successful complete production was staged at the Mariinsky Theatre in St. Petersburg, with choreography by Lev Ivanov and Marius Petipa.

The score of Swan Lake calls for piccolo, 2 flutes, 2 oboes, 2 clarinets, 2 bassoons, 4 horns, 2 trumpets, 3 trombones, tuba, timpani, triangle, bass drum, cymbals, tam-tam, snare drum, glockenspiel, tambourine, castanets, harp, and strings (first and second violins, violas, cellos, and double basses). As is common practice for concert performances, the present suite was devised by this week’s conductor, Anna Handler.


Why has Swan Lake become the most popular ballet ever written? The answer lies first in the magnificence, emotional intensity and variety of music Tchaikovsky wrote for what was, amazingly enough, his very first ballet. But the seductive character of its bewitched half-human, half-magical heroine—Swan Queen by day and beautiful young woman Odette by night—also sets Swan Lake apart from more earthbound romantic ballets like Adolphe Adam’s Giselle (a partial model for Tchaikovsky) or Léo Delibes’s Coppélia. A tragic and doomed vision of poetic vulnerability from her very first appearance in Act II, she is, in the words of choreographer George Balanchine, “a creature of the imagination who has no control over her destiny.”

Swan Lake has entered the realm of popular culture like no other classical ballet, having inspired many different adaptations in different media. In Hollywood, directors used pieces of the score (especially Odette’s dark and brooding theme) in early gothic features including The Mummy and Dracula. Even ubiquitous Barbie got into the act with Barbie of Swan Lake (2003). Black Swan, Darren Aranofsky’s psychological backstage thriller about the to-the-death competition between two ballerinas for the leading role, won Natalie Portman the Oscar for Best Actress in 2010. Here, the struggle between reality and delusion leads to madness and violence, amplified in Tchaikovsky’s ecstatic and often feverish score.

But Swan Lake traveled a long and bumpy path to popularity. When the director of the Bolshoi Theatre, Vladimir Begichev, approached the 35-year-old Tchaikovsky to write a ballet in the spring of 1875he was a complete novice in the field of dance. By this time Tchaikovsky had composed only a single bona fide opera, one symphony and his First Piano Concerto—which incidentally received its premiere in Boston just a few months later on October 25, 1875.

Tchaikovsky accepted the commission for practical reasons. “I undertook this labor partly for the money, which I need, partly because I have long wanted to try my hand at this kind of music.” Whether Tchaikovsky himself or Begichev (or someone else) suggested and wrote the libretto, based in part on a German medieval legend about bewitched swans but drawing on numerous other sources, remains unclear. Tchaikovsky added material to the libretto as he composed what became known as Le Lac des Cygnes, creating a grand ballet in four acts with 29 scenes, some with multiple parts.

Julius Reisinger choreographed the first stage production which opened at the Bolshoi on March 4, 1877, with Paulina Karpakova in the leading role. But at Karpakova’s request, this version replaced nearly two-thirds of the music Tchaikovsky had written with “numbers” from other ballets, so she could better exhibit her technique. More complex and difficult than the formulaic music of the conventional ballets in the Bolshoi’s repertoire, Tchaikovsky’s score proved too challenging for the company and orchestra. Critic Herman Laroche wrote that “I had never seen a poorer presentation on the stage of the Bolshoi Theatre.”

Only in 1895, a year after Tchaikovsky’s death, did Swan Lake finally receive a deserving production, at the Mariinsky Theater in St. Petersburg. Two of the leading choreographers of the era, Marius Petipa and his assistant Lev Ivanov, used most of Tchaikovsky’s original score. Legendary Italian ballerina Piera Legnani danced the double role of the virtuous Odette and the conniving Odile, daughter of the sorcerer Von Rothbart, who assumes Odette’s identity and seduces Prince Siegfried away from Odette in Act III, dooming her to a continued existence as half-swan, half-woman.

In the original Moscow production, the ballet ended with the repentant and heartbroken Siegried and Odette being swept away in waves of water from the lake. For the St. Petersburg 1895 production, an apotheosis scene with a “happier” ending was added: Odette jumps into the lake, and Siegfried follows after stabbing himself. They are then seen rising above into the realm of “eternal happiness.”

The acclaimed 1895 production achieved enormous critical and popular success, and has remained on the stage ever since. The double role of Odette-Odile became the apex of a ballerina’s career both in Russia and abroad, where many other choreographers created new versions for the world’s most prestigious companies.

For these BSO performances, conductor Anna Handler has chosen eleven scenes from Swan Lake that display different dramatic and musical aspects of Tchaikovsky’s rich orchestral score. The numbers of the scenes are those from Tchaikovsky’s original score.

Introduction. A brief overture opens with a plaintive oboe solo in B minor, descending slowly down one octave, followed by an answering rising phrase in the clarinet, setting an atmosphere of quiet melancholy. The strings then take up the theme, divided into smaller fragments, raising the tension. In the second half, the brass enter with an ominous fanfare and the tempo quickens, leading to a dramatic entry of the main theme, now in more sinister D minor, strengthened by the cymbals, drum, and timpani. Gradually the texture thins to a quiet final cadence that seems to promise a sad story.

No. 1. Scène. The first scene of Act I, set in the grand park around the castle where Prince Siegfried and his royal family live, opens with a rousing allegro giusto for the entire orchestra that establishes the festive mood suiting the celebration of the Prince’s 21st birthday. Surrounded by his friends, the Prince joins the group in drinks, anticipating the grand ball the following day, where he will choose his bride. Peasants enter and perform dances, accompanied by two oboes and clarinet in a quiet interlude before the celebratory music returns.

No. 2. Valse. The first of the ballet’s many inventive waltzes brings the corps de ballet into the action. Constructed from repetitions of a sixteen-bar phrase, the dance flows to a melody that starts on the second beat of the measure rather than the first, adding an element of surprise and swing.  Scholar David Brown has called it “the most successful instrumental movement Tchaikovsky had composed to date.”

No. 10. Scène. In this opening scene of Act II, the scene changes to a clearing in a forest by a lakeside at dusk. Harp and tremolo strings create a dreamy fantastical sound, shimmering like the lake. The oboe enters with the ballet’s most famous and important theme, associated with the swans and Odette, first heard in the final measures of the last scene of Act I. Beginning on the note F and falling to the home note B of the B minor key, this remarkably simple but memorable idea seems to embody the tragedy soon to unfold, yearning upward, then retreating. With the entry of the brass, the theme accrues even greater emotional power.

No. 13. Danse des cygnes (Dance of the Swans), Section 4, Pas d’actionSiegfried has encountered Odette, who told him her story of being bewitched by the evil magician Von Rothbart, doomed to be a swan during the day and a beautiful woman at night. Her beauty overwhelms Siegfried and he vows to marry her. For the last part of Act II, the swans perform six different dances in various combinations and styles. The most famous (and most often parodied) is the fourth, the Dance of the Little Swans, usually danced by four swans. Set to a bouncy staccato rhythm in a bright sharp key, it expresses their natural grace and agile exuberance.

No. 20. Danse hongroise (Hungarian Dance). Czardas. Act III is set in the great hall of the castle where many guests have gathered to see Siegfried choose his bride from among six beautiful maidens. But suddenly Odile (the Black Swan) enters, bewitched by Von Rothbart to look like Siegfried’s beloved Odette, whom he now betrays. The foreign visitors entertain with national dances. Five couples dance the first divertissement, a Hungarian Czardas. It begins with a slow introduction (lassu) followed by a faster friss in whirling 2/4 time.

No. 21. Danse espagnole (Spanish Dance). A fast dance in bolero tempo, with prominent castanets and tambourine.

No. 22 Dance napolitaine (Neapolitan Dance). A traditional dance from Naples, featuring a virtuosic cornet solo, building to a furious tarantella.

No. 23. Mazurka. An extended version of the famous Polish dance, very popular in Russia, is performed by eight couples as a finale to the divertissements. The heavily accented and athletic outer sections are balanced by a middle section featuring clarinets and oboes.

No. 28. Scène. In the penultimate scene of Act IV, set back at the lakeside, despairing Odette runs in and tells the swans she has been betrayed. Timpani rolls and trumpet blasts announce the arrival of a storm and of the evil Von Rothbart, disguised as an owl.

No. 29. Scène finale. Siegfried enters and is reunited with Odette. She forgives him but does not want to live under Von Rothbart’s spell, and bidding farewell throws herself into the lake. Siegfried (like Romeo) cannot live without her and either follows her or stabs himself (depending on the staging), ending Von Rothbart’s curse. They rise up together into the “temple of eternal happiness.” The tragic theme of Odette and the Swans (in their characteristic sharp keys) dominates, which after extensive development and rising emotional intensity concludes with a “heavenly” harp passage and a strong B-major cadence.

Harlow Robinson

Harlow Robinson is an author, lecturer, and Matthews Distinguished University Professor of History, Emeritus, at Northeastern University. His books include Sergei Prokofiev: A Biography and Russians in Hollywood, Hollywood’s Russians. He has contributed essays and reviews to the Boston GlobeNew York TimesLos Angeles TimesSan Francisco Classical VoiceSymphonyMusical America, and Opera News, and program essays to the Boston Symphony Orchestra, Los Angeles Philharmonic, New York Philharmonic, Aspen Music Festival, and Metropolitan Opera.


The first fully staged Swan Lake was presented by San Francisco Ballet in 1940.

Music from Tchaikovsky’s Swan Lake has been played by the BSO frequently in Youth Concerts and on such programs as Tanglewood on Parade, as well as by the Boston Pops. The first performance of music from Swan Lake in a standard BSO concert was of the Introduction, led by Erich Leinsdorf at Tanglewood on July 20, 1969. Michael Tilson Thomas led the Divertissement from Act III in concerts at Symphony Hall, on tour, and at Tanglewood. Arthur Fiedler led excerpts from the score at Tanglewood on August 12, 1977. Seiji Ozawa led the complete ballet in sections—Act I and Act II by themselves and Acts III and IV together— over several concerts in November 1978 prior to recording it with the orchestra for Deutsche Grammophon.